Amy Britton at THRIVENT INVESTMENT MANAGEMENT INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7343964
Amy Britton is an Investment Adviser, associated with THRIVENT INVESTMENT MANAGEMENT INC. located at Onalaska, WI. Amy Britton’s Central Registration Depository (CRD) number is 7343964 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Amy Britton

    • Event Date: 4/16/2021
    • Disclosure Type: Judgment / Lien
    • Resolution:
    • Judgment/Lien Amount: $7,755.00
    • Judgment/Lien Type: Civil
    • Broker Comment: My husband and I had some outstanding medical bills that were under a payment plan as agreed to in our mediation agreement. My husband and I are separated and he was the person responsible for making the required payment each month.. It appears he failed to make the payments and a judgment was entered. I am just learning of this judgment now.


Should I file a FINRA complaint against brokers like Amy Britton?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Amy Britton’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About Amy Britton

What is Amy Britton's Central Registration Depository (CRD) Number?

7343964

Which firm is Amy Britton associated with?

THRIVENT INVESTMENT MANAGEMENT INC.

Where is Amy Britton located?

1613 Main Street, Onalaska, WI, 54650

Where can I find more details about Amy Britton's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/18387 to read a detailed report for THRIVENT INVESTMENT MANAGEMENT INC.

Are there any disclosures, allegations or complaints filed against Amy Britton?

Yes. There are disclosures, allegations, or complaints filed against Amy Britton. Click here to view all details

Where can I download a detailed FINRA report for Amy Britton?

Click here to download a detailed FINRA report for Amy Britton

Is it safe to do business with Amy Britton?

We’re not sure. Please research Amy Britton’s disclosures, allegations and complaints before taking a decision


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