ALEXIS NICOLE DEVORSS at PRINCIPAL SECURITIES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5122186
ALEXIS NICOLE DEVORSS is an Investment Adviser, associated with PRINCIPAL SECURITIES, INC. located at FOLSOM, CA. ALEXIS DEVORSS’s Central Registration Depository (CRD) number is 5122186 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for ALEXIS DEVORSS

    • Event Date: 12/3/2000
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: 1 COUNT, 2 MISDEMEANOR, 3 GUILITY PLEA, PAID FINE, ATTENDED CLASS.
    • Charge Type: MISDEMEANOR
    • Disposition: A/CONVICTED, B 02/14/2001, C/TAKE CLASS/PAY FINE,D/ATTEND 1 CLASS, E, 12/31/00 APPROX. F/$225 AMT, G/APPROX 12/31/00(APPROX 3 HRS)
    • Broker Comment: THIS CIRCUMSTANCE HAPPENED AS A MINOR WITH ANOTHER FRIEND IN THE CHICO MALL. IT WAS A CHILDISH IRRESPONSBILE ACT AS A MINOR.


Should I file a FINRA complaint against brokers like ALEXIS NICOLE DEVORSS?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by ALEXIS NICOLE DEVORSS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About ALEXIS NICOLE DEVORSS

What is ALEXIS DEVORSS's Central Registration Depository (CRD) Number?

5122186

Which firm is ALEXIS NICOLE DEVORSS associated with?

PRINCIPAL SECURITIES, INC.

Where is ALEXIS DEVORSS located?

110 BLUE RAVINE RD, FOLSOM, CA, 95630

Where can I find more details about ALEXIS DEVORSS's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/1137 to read a detailed report for PRINCIPAL SECURITIES, INC.

Are there any disclosures, allegations or complaints filed against ALEXIS NICOLE DEVORSS?

Yes. There are disclosures, allegations, or complaints filed against ALEXIS NICOLE DEVORSS. Click here to view all details

Where can I download a detailed FINRA report for ALEXIS DEVORSS?

Click here to download a detailed FINRA report for ALEXIS DEVORSS

Is it safe to do business with ALEXIS NICOLE DEVORSS?

We’re not sure. Please research ALEXIS DEVORSS’s disclosures, allegations and complaints before taking a decision


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