Alexander Scott Barnett at STIFEL, NICOLAUS & COMPANY, INCORPORATED – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7094433
Alexander Scott Barnett is an Investment Adviser, associated with STIFEL, NICOLAUS & COMPANY, INCORPORATED located at NEW YORK, NY. Alexander Barnett’s Central Registration Depository (CRD) number is 7094433 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Alexander Barnett

    • Event Date: 7/9/2013
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: RMV Document, Forge/Misuse
    • Disposition: Dismissed
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Should I file a FINRA complaint against brokers like Alexander Scott Barnett?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Alexander Scott Barnett’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About Alexander Scott Barnett

What is Alexander Barnett's Central Registration Depository (CRD) Number?

7094433

Which firm is Alexander Scott Barnett associated with?

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Where is Alexander Barnett located?

1095 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036

Where can I find more details about Alexander Barnett's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/793 to read a detailed report for STIFEL, NICOLAUS & COMPANY, INCORPORATED

Are there any disclosures, allegations or complaints filed against Alexander Scott Barnett?

Yes. There are disclosures, allegations, or complaints filed against Alexander Scott Barnett. Click here to view all details

Where can I download a detailed FINRA report for Alexander Barnett?

Click here to download a detailed FINRA report for Alexander Barnett

Is it safe to do business with Alexander Scott Barnett?

We’re not sure. Please research Alexander Barnett’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:04 pm

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