RedFlag, Allegation and/or Complaint against Alexander Michael Saucedo
Disclosure #1 for Alexander Saucedo
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- Event Date: 3/3/2022
- Disclosure Type: Judgment / Lien
- Disclosure Resolution:
- Disclosure Detail :: Judgment/Lien Amount: $79,211.81
- Judgment/Lien Type: Tax
- Broker Comment: Current status: sending Form 12153 for a hearing. Entered into an installment agreement at $300/month for 12 months starting 3/2022, and then $1,385/month after 3/2023. Having a CPA look into prior year returns to see if there were errors in calculations; if so, amendments will be filed. If hearing is accepted since entering into agreement with significant payments, lien may be removed if balance is significantly reduced.
Should I file a FINRA complaint against brokers like Alexander Michael Saucedo?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally posted on November 17, 2022 @ 8:57 pm
