Alexander David Mills at U.S. BANCORP INVESTMENTS, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7409547
Alexander David Mills is an Investment Adviser, associated with U.S. BANCORP INVESTMENTS, INC. located at KETCHUM, ID. Alexander Mills’s Central Registration Depository (CRD) number is 7409547 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Alexander Mills

    • Event Date: 11/16/2008
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: Misdemeanor – Identification Cards- misrepresent age, alter card
    • Disposition: Pled guilty
    • Broker Comment: When I was 19 years old while attending university. I was stopped by an officer while walking home. The officer found my older brother’s license in my wallet and charged me with the assumption that it was being used for underage consumption of alcohol.
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Should I file a FINRA complaint against brokers like Alexander David Mills?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Alexander David Mills’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About Alexander David Mills

What is Alexander Mills's Central Registration Depository (CRD) Number?

7409547

Which firm is Alexander David Mills associated with?

U.S. BANCORP INVESTMENTS, INC.

Where is Alexander Mills located?

111 MAIN ST, KETCHUM, ID, 83340

Where can I find more details about Alexander Mills's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/17868 to read a detailed report for U.S. BANCORP INVESTMENTS, INC.

Are there any disclosures, allegations or complaints filed against Alexander David Mills?

Yes. There are disclosures, allegations, or complaints filed against Alexander David Mills. Click here to view all details

Where can I download a detailed FINRA report for Alexander Mills?

Click here to download a detailed FINRA report for Alexander Mills

Is it safe to do business with Alexander David Mills?

We’re not sure. Please research Alexander Mills’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 8:57 pm

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