ALDER RUIZ at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6613671
ALDER RUIZ is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at FONTANA, CA. ALDER RUIZ’s Central Registration Depository (CRD) number is 6613671 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for ALDER RUIZ

    • Event Date: 8/9/2021
    • Disclosure Type: Criminal
    • Resolution: Pending Charge
    • Criminal Charges :: Charges: Penal Code section 597, subdivision(a) – Willfully, unlawfully and maliciously maim, torture, wound, and mutilate an animal
    • Broker Comment: I was contacted by Beaumont Police Officer on 05/19/2021 due to my puppy by the name of Zombie ( Dogo Argentino breed). Zombie was 1 of 4 puppies to get Parvo, 3 of the 4 puppies died except for Zombie. Although Zombie survived Parvo she did developed a bad skin infection. I took efforts to save Zombie by taking her to a Beaumont vet and the vet advice to put the puppy down or to take her to a specialist. Because of my love for animals and my attachment to Zombie I decided to take Zombie home and treat her for 2 days before getting the second opinion of another vet. When I got the second opinion I put the dog down. I was shocked and surprised that on 05/20/2021 I was interviewed in the Beaumont police station where I was arrested for animal cruelty. I bailed out and I hire The Law Office of Michael A. Scafiddi to represent me. There were some attempts to resolve the matter with the DA and unfortunately they were not able to resolve the matter and the DA filed a felony charge against me for cruelty to an animal. I am scheduled to be arraigned next month 10/28/2021 and my intent is that I am NOT guilty plea and to fight this charge. I have been a dog lover all my life and I deny any illegal or unlawful conduct an look forward to my day in court. If you need to reach my attorney Michael Scaffidi he is his number 909-663-4017.
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Should I file a FINRA complaint against brokers like ALDER RUIZ?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by ALDER RUIZ’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About ALDER RUIZ

What is ALDER RUIZ's Central Registration Depository (CRD) Number?

6613671

Which firm is ALDER RUIZ associated with?

WELLS FARGO CLEARING SERVICES, LLC

Where is ALDER RUIZ located?

11205 SIERRA AVE, FONTANA, CA, 92337

Where can I find more details about ALDER RUIZ's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against ALDER RUIZ?

Yes. There are disclosures, allegations, or complaints filed against ALDER RUIZ. Click here to view all details

Where can I download a detailed FINRA report for ALDER RUIZ?

Click here to download a detailed FINRA report for ALDER RUIZ

Is it safe to do business with ALDER RUIZ?

We’re not sure. Please research ALDER RUIZ’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:36 pm

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