ADAM J WETLI at STIFEL, NICOLAUS & COMPANY, INCORPORATED – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6201087
ADAM J WETLI is an Investment Adviser, associated with STIFEL, NICOLAUS & COMPANY, INCORPORATED located at GREEN BAY, WI. ADAM WETLI’s Central Registration Depository (CRD) number is 6201087 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for ADAM WETLI

    • Event Date: 7/13/2020
    • Disclosure Type: Customer Dispute
    • Resolution: Denied
    • Allegations: Customers allege that registered representative made unauthorized trades on March 17, 2020.
    • Arbitration Docket Number:


Should I file a FINRA complaint against brokers like ADAM J WETLI?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by ADAM J WETLI’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About ADAM J WETLI

What is ADAM WETLI's Central Registration Depository (CRD) Number?

6201087

Which firm is ADAM J WETLI associated with?

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Where is ADAM WETLI located?

200 S. WASHINGTON STREET, GREEN BAY, WI, 54301

Where can I find more details about ADAM WETLI's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/793 to read a detailed report for STIFEL, NICOLAUS & COMPANY, INCORPORATED

Are there any disclosures, allegations or complaints filed against ADAM J WETLI?

Yes. There are disclosures, allegations, or complaints filed against ADAM J WETLI. Click here to view all details

Where can I download a detailed FINRA report for ADAM WETLI?

Click here to download a detailed FINRA report for ADAM WETLI

Is it safe to do business with ADAM J WETLI?

We’re not sure. Please research ADAM WETLI’s disclosures, allegations and complaints before taking a decision


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