Abigail Kaufmann at SANFORD C. BERNSTEIN & CO., LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7326837
Abigail Kaufmann is an Investment Adviser, associated with SANFORD C. BERNSTEIN & CO., LLC located at LOS ANGELES, CA. Abigail Kaufmann’s Central Registration Depository (CRD) number is 7326837 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Abigail Kaufmann

    • Event Date: 3/25/2014
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Disposition: Dismissed Charges: LARCENY GRAND THEFT IS 300 OR MORE BUT LESS THAN 5K
    • Disposition: Dismissed
    • Broker Comment: This incident was a direct result of me being in the wrong place at the wrong time. I was never formally convicted of any of the two charges noted. I have paperwork that I can provide showing the charges were dismissed.
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Should I file a FINRA complaint against brokers like Abigail Kaufmann?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Abigail Kaufmann’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About Abigail Kaufmann

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Where can I find more details about Abigail Kaufmann's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/104474 to read a detailed report for SANFORD C. BERNSTEIN & CO., LLC

Are there any disclosures, allegations or complaints filed against Abigail Kaufmann?

Yes. There are disclosures, allegations, or complaints filed against Abigail Kaufmann. Click here to view all details

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Click here to download a detailed FINRA report for Abigail Kaufmann

Is it safe to do business with Abigail Kaufmann?

We’re not sure. Please research Abigail Kaufmann’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 8:37 pm

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