RedFlag, Allegation and/or Complaint against Abigail Kaufmann
Disclosure #1 for Abigail Kaufmann
- Event Date: 3/25/2014
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: POSSESS COUNTERFEITED DRIVERS LICENSE OR ID CARD
- Disposition: Dismissed Charges: LARCENY GRAND THEFT IS 300 OR MORE BUT LESS THAN 5K
- Disposition: Dismissed
- Broker Comment: This incident was a direct result of me being in the wrong place at the wrong time. I was never formally convicted of any of the two charges noted. I have paperwork that I can provide showing the charges were dismissed.
Should I file a FINRA complaint against brokers like Abigail Kaufmann?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:37 pm