AARON JOHN DIAZ at PLANMEMBER SECURITIES CORPORATION – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6890929
AARON JOHN DIAZ is an Investment Adviser, associated with PLANMEMBER SECURITIES CORPORATION located at CARPINTERIA, CA. AARON DIAZ’s Central Registration Depository (CRD) number is 6890929 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for AARON DIAZ

    • Event Date: 9/28/2002
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: Shoplifting
    • Disposition: Pled o contest\
    • paid approx. $300 fine and case was dismissed


Should I file a FINRA complaint against brokers like AARON JOHN DIAZ?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by AARON JOHN DIAZ’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About AARON JOHN DIAZ

What is AARON DIAZ's Central Registration Depository (CRD) Number?

6890929

Which firm is AARON JOHN DIAZ associated with?

PLANMEMBER SECURITIES CORPORATION

Where is AARON DIAZ located?

6187 CARPINTERIA AVE, CARPINTERIA, CA, 93013

Where can I find more details about AARON DIAZ's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/11869 to read a detailed report for PLANMEMBER SECURITIES CORPORATION

Are there any disclosures, allegations or complaints filed against AARON JOHN DIAZ?

Yes. There are disclosures, allegations, or complaints filed against AARON JOHN DIAZ. Click here to view all details

Where can I download a detailed FINRA report for AARON DIAZ?

Click here to download a detailed FINRA report for AARON DIAZ

Is it safe to do business with AARON JOHN DIAZ?

We’re not sure. Please research AARON DIAZ’s disclosures, allegations and complaints before taking a decision


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